Our Services
Services To Empowering Your Financial Success
Our Services
Affordable, compliant 401(k) administration tailored for small
businesses—so you can focus on running your business.
Plan Design
Every company has unique goals. Whether you want to maximize owner benefits or offer a competitive employee retirement package, we’ll help you design a plan tailored to your objectives. The regulations provide flexibility — we make sure you use it to your advantage.
Plan Administration
We manage the day-to-day and annual operations of your plan, including:
- Recordkeeping and quarterly participant statements
- Compliance testing
- Form 5500 preparation and filing
- Ongoing regulatory compliance monitoring
Plan Document Preparation
Your plan document defines the specific terms of your 401(k) plan and ensures compliance with IRS and DOL requirements. These documents must be restated every six years to reflect legislative changes. Unlike many administrators, we do not charge for plan restatements.
Plan Communication & Enrollment
Employee understanding drives participation. We provide comprehensive plan communication, including:
- Customized explanatory materials
- Online Group Meetings
- Q&A sessions
- One-on-one consulting for employees needing investment guidance
Our enrollment presentation takes less than an hour and encourages participation while helping you qualify for the ERISA Section 404(c) exemption — reducing your liability for investment performance when participants direct their own accounts.
Ongoing Customer Service
We act as your direct point of contact for all participant needs — from loans and hardship withdrawals to address changes. We prepare and process all necessary paperwork, obtaining required signatures and coordinating with your investment provider. This minimizes the time your staff spends on plan administration — saving you both time and money.
Why Choose Us
Why Choose Bauman,
Noonan & Associates
Let us take the administrative burden off your shoulders — so you can focus on growing your business and supporting your employees’ financial futures.
Specialized expertise
In small business retirement plans.
Hands-on support
For employers and employees alike.
Transparent pricing
No hidden fees for plan restatements or compliance updates.
Trusted compliance
With all IRS and DOL regulations.